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Capital Market Services – Issue Management, Underwriting, Debenture Trustees
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5
1.
Who is responsible for managing the process of an Initial Public Offering (IPO) in India?
SEBI
Registrar to the issue
Lead manager
Stock exchange
2.
Which document is mandatory for companies to file before launching an IPO in India?
Articles of Association
Offer document
Memorandum of Understanding
Registrar certificate
3.
What role does a registrar play in the issue process?
Ensures regulatory compliance
Manages underwriting commitments
Manages applications and allotment of shares
Provides post-issue market support
4.
Which of the following is a key responsibility of an issue manager?
Underwriting risk management
Ensuring compliance with SEBI regulations
Providing liquidity to the market
Managing government securities
5.
Book building is used to:
Fix the final issue price based on demand from investors
Ensure that shares are allotted only to promoters
Guarantee a fixed return to investors
Issue only debt instruments
Submit Test
These questions are part of Banking Awareness - 2025-26 course in GKToday's Android Application. The Course comprises 2400+MCQs on Banking & General Financial Awareness with explanation for All Banking Exams of 2025-26 such as IBPS Bank PO, IBPS Bank Clerical, RRB PO and Clerical, SBI PO and SBI Clerical, IBPS Recruitments, RBI Grade B and RBI Banking Examinations.
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